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  • Home>Practice Management>Fiduciary Focus

    Article Archive Fiduciary Focus

    TitleAuthorDate
    What’s Wrong With Third Party 3(38) Investment Managers?W. Scott Simon10/05/2017
    Fiduciary Rule Should Be Largely Positive for InvestorsAron Szapiro09/12/2017
    Do We Need a 'Harmonized' Fiduciary Standard?W. Scott Simon09/07/2017
    A Summer Grab BagW. Scott Simon08/03/2017
    When Holding a Single Stock Isn’t ImprudentW. Scott Simon07/06/2017
    Flexibility's Role in Modern Prudent Fiduciary InvestingW. Scott Simon06/01/2017
    Fiduciaries, Look to the Law of Trusts as Your GuideW. Scott Simon05/04/2017
    Final Thoughts on the DOL Rule--for NowW. Scott Simon04/06/2017
    The Ins and Outs of the DOL’s Best Interest Contract ExemptionW. Scott Simon03/02/2017
    Safe Harbors and Exclusions in the DOL's Fiduciary RuleW. Scott Simon02/02/2017
    Key Policy Areas to Watch in 2017Aron Szapiro01/30/2017
    Breaking Down the 3 Key Elements of the DOL Fiduciary RuleW. Scott Simon01/05/2017
    Who Does the DOL's Conflict of Interest Rule Apply To?W. Scott Simon12/01/2016
    The Reason for the DOL Rule: IRAsW. Scott Simon11/03/2016
    A Higher StandardSheryl Rowling10/14/2016
    Understanding the DOL's Conflict of Interest RuleW. Scott Simon10/06/2016
    The Future and the Past of PerformanceW. Scott Simon09/08/2016
    How Not to Operate a 401(k) PlanW. Scott Simon05/05/2016
    A Way Around Costly 403(b) PlansW. Scott Simon06/10/2015
    Anatomy of a No-BrainerW. Scott Simon04/03/2014
    Fiduciary Questions in MassMutual CaseW. Scott Simon12/05/2013
    Why I'm a FiduciaryW. Scott Simon10/03/2013
    Revenue Sharing on TrialW. Scott Simon05/03/2012
    The Logical Inconsistency of a Broker Fiduciary StandardW. Scott Simon03/01/2012
    New Proposed Uniform Fiduciary Standard May Fall Short of Dodd-Frank ExpectationsJordan Mamorsky12/09/2011
    A Closer Look at Fiduciary Status Under ERISAW. Scott Simon12/01/2011
    Time to Put the Kibosh on Fiduciary ExemptionsW. Scott Simon07/12/2011
    Let the Fiduciary Wrestling Match Begin--AgainW. Scott Simon04/07/2011
    Mother Always Said to Read the Fine PrintW. Scott Simon03/03/2011
    One Man's Story of the Origins of ERISA (Part 4)W. Scott Simon12/02/2010
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    1 - 30 of about 57 Results